Banking institutions have historically been the most highly regulated companies in the United States and since the mid 1980s, the increase in the number of laws, rules, and regulations affecting them has increased almost exponentially. As a result, the costs associated with regulatory compliance have also grown for institutions of all sizes. However, noncompliance, even if inadvertent, can result in much higher costs and expenditures of staff time.

Extensive Regulatory Expertise

FinPro, with its team of former senior regulators, led by Nicholas Ketcha, former FDIC Director of Supervision, Basle Committee Member and Director of the NJ Division of Banking, is uniquely positioned to recognize and deal with potential problems before they become compounded and to assist your institution in both troubled and normal situations.

Save Time and Money

By retaining FinPro to assist with regulatory matters, you will ensure that your institution is compliant with all the current rules and regulations. We will also keep you aware of all regulatory “hot buttons” and pending legislation that could affect your institution in the future. By staying “ahead of the curve” on all future rules and regulations, you will save both time and money and be able to focus on what matters most at your institution, building value.

Assist with Regulatory Problems

In the event of regulatory problems, FinPro can assist banks and their management teams in dealing with: Civil Money Penalties, Memoranda of Understanding, Cease and Desist Orders, Written or Letter Agreements, Administrative Hearings, and Removal Actions.