Services - Capital Raising Assistance

Categorize Targeted Investor List

FinPro will meet with the Bank in order to:

Build a database of investors to target for the capital raise.

Provide a list of businesses and households to target as potential investors.

Categorize and prioritize the targeted investor group.

Recommend which investors will be the most beneficial to the institution.

Determine optimal solicitation approach for each targeted investor.

Determine the most effective follow-up method after initial contact.

Develop complete profile of investor contact information.

Provide a Database System for Managing Capital Raising Activities

A proprietary user-friendly database system which can be operated by the Bank or maintained by FinPro. FinPro will assist in managing:

The distribution of offering materials.

Investor presentations.

Investor follow-ups.

The tracking of the capital offering process.

Ensure a Smooth Offering Process

Determine the appropriate offering format, i.e., offering circular or private, placement memorandum.

Assist in preparation of offering circular or private placement memorandum.

Develop investor presentation materials.

Assist with and attend selected investor presentations.

Ensure that proper solicitation materials are issued to targeted investors.

Review anticipated investment ranges for each investor.

Manage Stock Order Process

Sort and review stock orders entered into database system

Ensure proper documentation has been received for stock orders.

Provide list of professional de novo investors and institutions, if necessary, to reach desired subscription level.

Cutbacks and Offering Closing

Recommend cutback methods in the case of oversubscription of the offering.

Ensure that cutback methods result in desired capital level and investor group.